SEC Form 4 · accession 0000865436-17-000093
WHOLE FOODS MARKET INC · WFM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Laura A Derba
Officer — Regional President
Period of report
May 16, 2017
Accepted (ET)
May 18, 2017 · 2:28 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000865436
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 16, 2017 | M | 2,200 | $20.42 | A | 3,418 | D | |
| Common Stock | May 16, 2017 | S | 300 | $36.48 | D | 3,118 | D | |
| Common Stock | May 16, 2017 | S | 1,900 | $36.485 | D | 1,218 | D | |
| Common StockF1 | holding | — | — | — | 769 | I | By 401(k) Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (right to buy)F2 | $20.42 | May 16, 2017 | M | 2,200 | D | — | May 14, 2020 | Common Stock | 2,200 | 6,600 | D |
Explanation of responses
- F1Balance of 401(k) shares is based on a plan statement dated as of April 30, 2017.
- F2The option, representing a right to purchase 20,000 shares, is exercisable in nine annual installments beginning on May 14, 2011, which was the first anniversary of the date on which the option was granted.