SEC Form 4 · accession 0000865436-17-000091
WHOLE FOODS MARKET INC · WFM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jeff Turnas
Officer — President - 365 Operations
Period of report
May 15, 2017
Accepted (ET)
May 17, 2017 · 4:24 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000865436
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 15, 2017 | S | 139 | $36.465 | D | 1,057 | D | |
| Common Stock | May 15, 2017 | S | 722 | $36.535 | D | 335 | D | |
| Common Stock | May 15, 2017 | M | 1,125 | $30.30 | A | 1,460 | D | |
| Common Stock | May 15, 2017 | F | 986 | $36.425 | D | 474 | D | |
| Common Stock | May 15, 2017 | M | 46 | $30.30 | A | 520 | D | |
| Common Stock | May 15, 2017 | S | 46 | $36.454 | D | 474 | D | |
| Common Stock | May 15, 2017 | M | 272 | $31.25 | A | 746 | D | |
| Common Stock | May 15, 2017 | F | 243 | $36.55 | D | 503 | D | |
| Common Stock | May 15, 2017 | M | 6,500 | $31.25 | A | 7,003 | D | |
| Common Stock | May 15, 2017 | F | 5,807 | $36.55 | D | 1,196 | D | |
| Common Stock | May 15, 2017 | M | 2,200 | $20.42 | A | 3,396 | D | |
| Common Stock | May 15, 2017 | S | 2,200 | $36.454 | D | 1,196 | D | |
| Common StockF1 | holding | — | — | — | 2,458 | I | By 401(k) Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (right to buy)F2 | $30.30 | May 15, 2017 | M | 1,125 | D | — | May 13, 2023 | Common Stock | 1,125 | 3,375 | D |
| Non-Qualified Stock Option (right to buy)F3 | $30.30 | May 15, 2017 | M | 46 | D | — | May 13, 2023 | Common Stock | 46 | 135 | D |
| Non-Qualified Stock Option (right to buy)F4 | $31.25 | May 15, 2017 | M | 272 | D | — | May 13, 2018 | Common Stock | 272 | 0 | D |
| Non-Qualified Stock Option (right to buy)F5 | $31.25 | May 15, 2017 | M | 6,500 | D | — | May 13, 2018 | Common Stock | 6,500 | 0 | D |
| Common StockF6 | $20.42 | May 15, 2017 | M | 2,200 | D | — | May 14, 2020 | Common Stock | 2,200 | 4,400 | D |
Explanation of responses
- F1Balance of 401(k) shares is based on a plan statement dated as of April 30, 2017.
- F2The option, representing a right to purchase 4,500 shares, is exercisable in four equal annual installments beginning on May 13, 2017, which was the first anniversary of the date on which the option was granted.
- F3The option, representing a right to purchase 181 shares, is exercisable in four equal annual installments beginning on May 13, 2017, which was the first anniversary of the date on which the option was granted.
- F4The option, representing a right to purchase 272 shares, is exercisable in four equal annual installments beginning on May 13, 2012, which was the first anniversary of the date on which the option was granted.
- F5The option, representing a right to purchase 9,000 shares, is exercisable in four equal annual installments beginning on May 13, 2012, which was the first anniversary of the date on which the option was granted.
- F6The option, representing a right to purchase 20,000 shares, is exercisable in nine equal annual installments beginning on May 14, 2011, which was the first anniversary of the date on which the option was granted.