SEC Form 4 · accession 0000865436-17-000084
WHOLE FOODS MARKET INC · WFM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Angela Lorenzen
Officer — Regional President
Period of report
May 12, 2017
Accepted (ET)
May 16, 2017 · 3:27 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000865436
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 12, 2017 | M | 154 | $20.42 | A | 154 | D | |
| Common Stock | May 12, 2017 | F | 109 | $36.28 | D | 45 | D | |
| Common Stock | May 12, 2017 | M | 4,400 | $20.42 | A | 4,445 | D | |
| Common Stock | May 12, 2017 | F | 3,014 | $36.28 | D | 1,431 | D | |
| Common StockF1 | holding | — | — | — | 153 | I | By 401(k) Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (right to buy)F2 | $20.42 | May 12, 2017 | M | 154 | D | — | May 14, 2017 | Common Stock | 154 | 0 | D |
| Non-Qualified Stock Option (right to buy)F3 | $20.42 | May 12, 2017 | M | 4,400 | D | — | May 14, 2017 | Common Stock | 4,400 | 0 | D |
Explanation of responses
- F1Balance of 401(k) shares is based on a plan statement dated as of April 30, 2017.
- F2The option represents a right to purchase 154 shares and is exercisable in four equal annual installments beginning on May 14, 2011, which was the first anniversary of the date on which the option was granted.
- F3The option represents a right to purchase 4,400 shares and is exercisable in four equal annual installments beginning on May 14, 2011, which was the first anniversary of the date on which the option was granted.