SEC Form 4 · accession 0000865436-17-000063
WHOLE FOODS MARKET INC · WFM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael Bashaw
Officer — Regional President
Period of report
Mar 3, 2017
Accepted (ET)
Mar 6, 2017 · 11:44 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000865436
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 3, 2017 | M | 364 | $20.42 | A | 4,949 | D | |
| Common Stock | Mar 3, 2017 | S | 364 | $29.56 | D | 4,585 | D | |
| Common Stock | Mar 3, 2017 | M | 2,250 | $20.42 | A | 6,835 | D | |
| Common Stock | Mar 3, 2017 | S | 2,250 | $29.56 | D | 4,585 | D | |
| Common StockF1 | holding | — | — | — | 17,636 | I | By 401(k) Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (right to buy)F2 | $20.42 | Mar 3, 2017 | M | 364 | D | — | May 14, 2017 | Common Stock | 364 | 0 | D |
| Non-Qualified Stock Option (right to buy)F3 | $20.42 | Mar 3, 2017 | M | 2,250 | D | — | May 14, 2017 | Common Stock | 2,250 | 0 | D |
Explanation of responses
- F1Balance of 401(k) shares is based on a plan statement dated as of February 28, 2017.
- F2The option represents the right to purchase 364 shares and is exercisable in four equal annual installments beginning on May 14, 2011, which was the first anniversary of the date on which the option wasgranted.
- F3The option represents the right to purchase 9000 shares and is exercisable in four equal annual installments beginning on May 14, 2011, which was the first anniversary of the date on which the option was granted.