SEC Form 4 · accession 0000865436-16-000355
WHOLE FOODS MARKET INC · WFM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Shahid M Hassan
Director
Period of report
Sep 16, 2016
Accepted (ET)
Sep 19, 2016 · 6:12 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000865436
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | Sep 16, 2016 | M | 4,500 | $20.42 | A | 39,860 | D | |
| Common Stock | Sep 16, 2016 | S | 7,916 | $28.41 | D | 31,944 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (right to buy)F3 | $20.42 | Sep 16, 2016 | M | 4,500 | D | — | May 14, 2017 | Common Stock | 4,500 | 0 | D |
Explanation of responses
- F1All of the transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 16, 2016.
- F2Amount reflects four fewer shares of Common Stock than was previously reported.
- F3The option, representing a right to purchase 4,500 shares, is exercisable in four equal annual installments beginning on May 14, 2011, which was the first anniversary of the date on which the option was granted.