SEC Form 4 · accession 0000865436-16-000305
WHOLE FOODS MARKET INC · WFM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ralph Z Sorenson
Director
Period of report
May 16, 2016
Accepted (ET)
May 17, 2016 · 12:46 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000865436
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 16, 2016 | M | 5,000 | $9.45 | A | 13,923 | D | |
| Common Stock | May 16, 2016 | S | 3,900 | $30.05 | D | 10,023 | D | |
| Common Stock | May 16, 2016 | S | 1,100 | $30.06 | D | 8,923 | D | |
| Common Stock | May 16, 2016 | M | 6,500 | $9.45 | A | 15,423 | D | |
| Common Stock | May 16, 2016 | S | 6,500 | $30.50 | D | 8,923 | D | |
| Common Stock | holding | — | — | — | 28,388 | I | Held by the Ralph Z Sorenson 2012 GST Trust | |
| Common Stock | holding | — | — | — | 6,690 | I | Held by the Ralph Z Sorenson 1979 Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (right to buy)F1 | $9.45 | May 16, 2016 | M | 11,500 | D | — | May 22, 2016 | Common Stock | 11,500 | 0 | D |
Explanation of responses
- F1The option, representing a right to purchase 12,500 shares, is exercisable in four equal annual installments beginning on May 22, 2010, which was the first anniversary of the date on which the option was granted.