SEC Form 4 · accession 0000865436-15-000153
WHOLE FOODS MARKET INC · WFM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mark T Dixon
Officer — Regional President
Period of report
May 21, 2015
Accepted (ET)
May 26, 2015 · 12:05 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000865436
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 21, 2015 | S | 806 | $42.65 | D | 3,588 | D | |
| Common Stock | May 21, 2015 | M | 1,125 | $37.91 | A | 4,713 | D | |
| Common Stock | May 21, 2015 | S | 92 | $42.65 | D | 4,621 | D | |
| Common Stock | May 21, 2015 | F | 1,033 | $42.662 | D | 3,588 | D | |
| Common Stock | May 21, 2015 | M | 65 | $37.91 | A | 3,653 | D | |
| Common Stock | May 21, 2015 | S | 65 | $42.636 | D | 3,588 | D | |
| Common Stock | May 21, 2015 | M | 116 | $31.25 | A | 3,704 | D | |
| Common Stock | May 21, 2015 | S | 116 | $42.64 | D | 3,588 | D | |
| Common Stock | May 21, 2015 | M | 2,250 | $31.25 | A | 5,838 | D | |
| Common Stock | May 21, 2015 | S | 2,250 | $42.676 | D | 3,588 | D | |
| Common Stock | May 21, 2015 | M | 2,200 | $20.42 | A | 5,788 | D | |
| Common StockF1 | May 21, 2015 | S | 2,200 | $42.645 | D | 3,588 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (right to buy)F2 | $37.91 | May 21, 2015 | M | 1,125 | D | — | May 16, 2021 | Common Stock | 1,125 | 3,375 | D |
| Non-Qualified Stock Option (right to buy)F3 | $37.91 | May 21, 2015 | M | 65 | D | — | May 16, 2021 | Common Stock | 65 | 193 | D |
| Non-Qualified Stock Option (right to buy)F4 | $31.25 | May 21, 2015 | M | 116 | D | — | May 13, 2018 | Common Stock | 116 | 0 | D |
| Non-Qualified Stock Option (right to buy)F5 | $31.25 | May 21, 2015 | M | 2,250 | D | — | May 13, 2018 | Common Stock | 2,250 | 0 | D |
| Non-Qualified Stock Option (right to buy)F6 | $20.42 | May 21, 2015 | M | 2,200 | D | — | May 14, 2020 | Common Stock | 2,200 | 8,800 | D |
Explanation of responses
- F1The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $42.640 to $42.646, inclusive. The reporting person undertakes to provide to any security holder or to the SEC, upon request, full information regarding the number of shares sold at each separate price within the range stated.
- F2The option, representing a right to purchase 4,500 shares, is exercisable in four equal annual installments beginning on May 16, 2015, which was the first anniversary of the date on which the option was granted.
- F3The option, representing a right to purchase 258 shares, is exercisable in four equal annual installments beginning on May 16, 2015, which was the first anniversary of the date on which the option was granted.
- F4The option, representing a right to purchase 466 shares, is exercisable in four equal annual installments beginning on May 13, 2012, which was the first anniversary of the date on which the option was granted.
- F5The option, representing a right to purchase 9,000 shares, is exercisable in four equal annual installments beginning on May 13, 2012, which was the first anniversary of the date on which the option was granted.
- F6The option, representing a right to purchase 20,000 shares, is exercisable in nine equal annual installments beginning on May 14, 2011, which was the first anniversary of the date on which the option was granted.