SEC Form 4 · accession 0000865436-15-000087
WHOLE FOODS MARKET INC · WFM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert M Twyman
Officer — Regional President
Period of report
Mar 5, 2015
Accepted (ET)
Mar 9, 2015 · 4:23 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000865436
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Mar 5, 2015 | M | 3,700 | $31.25 | A | 9,153 | D | |
| Common StockF2 | Mar 5, 2015 | S | 3,700 | $56.246 | D | 5,453 | D | |
| Common Stock | Mar 5, 2015 | M | 3,432 | $20.42 | A | 8,885 | D | |
| Common Stock | Mar 5, 2015 | S | 3,432 | $56.245 | D | 5,453 | D | |
| Common StockF3 | holding | — | — | — | 3,025 | I | By 401(k) Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (right to buy)F4,F5 | $20.42 | Mar 5, 2015 | M | 3,432 | D | — | May 14, 2017 | Common Stock | 3,432 | 0 | D |
| Non-Qualified Stock Option (right to buy)F4,F6 | $31.25 | Mar 5, 2015 | A | 3,700 | D | — | May 13, 2018 | Common Stock | 3,700 | 1,850 | D |
Explanation of responses
- F1Amount adjusted to include eight additional shares (giving effect to the 2-for-1 split of the common stock of Whole Foods Market, Inc., that occurred on May 29, 2013) which were reported on the reporting person's Form 3/A filed on July 10, 2012 but inadvertently omitted from subsequent filings.
- F2The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $56.245 to $56.250, inclusive. The reporting person undertakes to provide to any security holder or to the SEC, upon request, full information regarding the number of shares sold at each separate price within the range stated.
- F3Balance of 401(k) shares is based on a plan statement dated as of February 28, 2015.
- F4The exercise price and number of shares subject to the option give effect to the 2-for-1 split of the common stock of Whole Foods Market, Inc. that occurred on May 29, 2013.
- F5The option, representing a right to purchase a total of 6,868 shares, is exercisable in four equal annual installments beginning on May 14, 2011, which was the first anniversary of the date on which the option was granted.
- F6The option, representing a right to purchase a total of 7,400 shares, is exercisable in four equal annual installments beginning on May 13, 2012, which was the first anniversary of the date on which the option was granted.