SEC Form 4 · accession 0000865436-15-000073
WHOLE FOODS MARKET INC · WFM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James P Sud
Officer — EVP Growth & Business Develop
Period of report
Feb 23, 2015
Accepted (ET)
Feb 25, 2015 · 3:44 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000865436
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 23, 2015 | S | 1,689 | $57.304 | D | 187,433 | D | |
| Common Stock | Feb 23, 2015 | M | 58 | $20.42 | A | 187,491 | D | |
| Common Stock | Feb 23, 2015 | S | 58 | $57.31 | D | 187,433 | D | |
| Common Stock | Feb 23, 2015 | M | 2,174 | $20.42 | A | 189,607 | D | |
| Common Stock | Feb 23, 2015 | S | 2,174 | $57.346 | D | 187,433 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (right to buy)F2,F3 | $20.42 | Feb 23, 2015 | M | 58 | D | — | May 14, 2017 | Common Stock | 58 | 0 | D |
| Non-Qualified Stock Option (right to buy)F2,F4 | $20.42 | Feb 23, 2015 | M | 2,174 | D | — | May 14, 2017 | Common Stock | 2,174 | 0 | D |
Explanation of responses
- F1The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $57.29 to $57.31, inclusive. The reporting person undertakes to provide to any security holder or to the SEC, upon request, full information regarding the number of shares sold at each separate price within the range stated.
- F2The exercise price and number of shares subject to the option give effect to the 2-for-1 split of the common stock of Whole Foods Market, Inc. that occurred on May 29, 2013.
- F3The option, representing a right to purchase a total of 232 shares, is exercisable in four equal annual installments beginning on May 14, 2011, which was the first anniversary of the date on which the option was granted.
- F4The option, representing a right to purchase a total of 8,700 shares, is exercisable in four equal annual installments beginning on May 14, 2011, which was the first anniversary of the date on which the option was granted.