SEC Form 4 · accession 0000865436-15-000067
WHOLE FOODS MARKET INC · WFM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David Lannon
Officer — Executive Vice President
Period of report
Feb 20, 2015
Accepted (ET)
Feb 24, 2015 · 12:44 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000865436
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 20, 2015 | M | 96 | $20.42 | A | 14,067 | D | |
| Common Stock | Feb 20, 2015 | S | 96 | $56.58 | D | 13,971 | D | |
| Common Stock | Feb 20, 2015 | M | 2,250 | $20.42 | A | 16,221 | D | |
| Common Stock | Feb 20, 2015 | S | 2,250 | $56.596 | D | 13,971 | D | |
| Common Stock | Feb 20, 2015 | M | 2,200 | $20.42 | A | 16,171 | D | |
| Common Stock | Feb 20, 2015 | S | 2,200 | $56.60 | D | 13,971 | D | |
| Common StockF1 | holding | — | — | — | 417 | I | By 401(k) Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (right to buy)F2,F3 | $20.42 | Feb 20, 2015 | M | 96 | D | — | May 14, 2017 | Common Stock | 96 | 0 | D |
| Non-Qualified Stock Option (right to buy)F2,F4 | $20.42 | Feb 20, 2015 | M | 2,250 | D | — | May 14, 2017 | Common Stock | 2,250 | 0 | D |
| Non-Qualified Stock Option (right to buy)F2,F5 | $20.42 | Feb 20, 2015 | M | 2,200 | D | — | May 14, 2020 | Common Stock | 2,200 | 11,000 | D |
Explanation of responses
- F1Balance of 401(k) shares is based on a plan statement dated as of January 31, 2015.
- F2The exercise price and number of shares subject to the option give effect to the 2-for-1 split of the common stock of Whole Foods Market, Inc. that occurred on May 29, 2013.
- F3The option, representing a right to purchase a total of 390 shares, is exercisable in four equal annual installments beginning on May 14, 2011, which was the first anniversary of the date on which the option was granted.
- F4The option, representing a right to purchase a total of 9,000 shares, is exercisable in four equal annual installments beginning on May 14, 2011, which was the first anniversary of the date on which the option was granted.
- F5The option, representing a right to purchase a total of 20,000 shares, is exercisable in nine equal annual installments beginning on May 14, 2011, which was the first anniversary of the date on which the option was granted.