SEC Form 4 · accession 0000865436-15-000061
WHOLE FOODS MARKET INC · WFM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Omar Gaye
Officer — Regional President
Period of report
Feb 17, 2015
Accepted (ET)
Feb 18, 2015 · 5:09 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000865436
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 17, 2015 | S | 780 | $56.00 | D | 3,588 | D | |
| Common Stock | Feb 17, 2015 | M | 3,750 | $42.82 | A | 7,338 | D | |
| Common Stock | Feb 17, 2015 | S | 3,750 | $56.00 | D | 3,588 | D | |
| Common Stock | Feb 17, 2015 | M | 4,000 | $44.27 | A | 7,588 | D | |
| Common Stock | Feb 17, 2015 | S | 4,000 | $56.00 | D | 3,588 | D | |
| Common StockF1 | holding | — | — | — | 459 | I | By 401(k) Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (right to buy)F2,F3 | $42.82 | Feb 17, 2015 | M | 3,750 | D | — | May 21, 2019 | Common Stock | 3,750 | 7,500 | D |
| Non-Qualified Stock Option (right to buy)F2,F4 | $44.27 | Feb 17, 2015 | M | 4,000 | D | — | May 11, 2019 | Common Stock | 4,000 | 4,000 | D |
Explanation of responses
- F1Balance of 401(k) shares is based on a plan statement dated as of January 31, 2015.
- F2The exercise price and number of shares subject to the option give effect to the 2-for-1 split of the common stock of Whole Foods Market, Inc. that occurred on May 29, 2013.
- F3The option, representing a right to purchase a total of 15,000 shares, is exercisable in four equal annual installments beginning on May 21, 2013, which is the first anniversary of the date on which the option was granted.
- F4The option, representing a right to purchase 8,000 shares, is exercisable in four equal annual installments beginning on May 11, 2013, which is the first anniversary of the date on which the option was granted.