SEC Form 4 · accession 0000865436-15-000029
WHOLE FOODS MARKET INC · WFM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Shahid M Hassan
Director
Period of report
Feb 13, 2015
Accepted (ET)
Feb 17, 2015 · 6:09 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000865436
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 13, 2015 | A | 1,069 | $0.00 | A | 36,914 | D | |
| Common Stock | Feb 13, 2015 | M | 3,722 | $9.45 | A | 40,636 | D | |
| Common StockF2 | Feb 13, 2015 | S | 3,722 | $56.094 | D | 36,914 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (right to buy)F3 | $56.145 | Feb 13, 2015 | A | 6,000 | A | — | Feb 13, 2022 | Common Stock | 6,000 | 6,000 | D |
| Non-Qualified Stock Option (right to buy)F5,F4 | $9.45 | Feb 13, 2015 | M | 3,722 | D | — | May 22, 2016 | Common Stock | 3,722 | 0 | D |
Explanation of responses
- F1Grant of restricted stock for which the restriction lapses 25% on the first four anniversaries of the date on which the stock was granted, which was February 13, 2015.
- F2The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $56.09 to $56.10, inclusive. The reporting person undertakes to provide to any security holder or to the SEC, upon request, full information regarding the number of shares sold at each separate price within the range stated.
- F3The option, representing a right to purchase 6,000 shares, is exercisable in four equal annual installments beginning on February 13, 2016, which is the first anniversary of the date on which the option was granted.
- F4The exercise price and number of shares subject to the option give effect to the 2-for-1 split of the common stock of Whole Foods Market, Inc. that occurred on May 29, 2013.
- F5The option, representing a right to purchase 12,500 shares, was exercisable in four equal annual installments beginning on May 22, 2010, which was the first anniversary of the date on which the option was granted.