SEC Form 4 · accession 0000914190-17-000375
NATIONAL SECURITY GROUP INC · NSEC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Period of report
Oct 23, 2017
Accepted (ET)
Dec 4, 2017 · 2:31 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000865058
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2,F3 | Oct 23, 2017 | P | 20 | $12.90 | A | 20 | I | By Capital Value Fund I, LLC |
| Common StockF3 | Oct 24, 2017 | S | 20 | $12.78 | D | 0 | I | By Capital Value Fund I, LLC |
| Common StockF4,F5 | Oct 23, 2017 | P | 6 | $12.90 | A | 6 | I | By Capital Value Fund II, LLC |
| Common StockF5 | Oct 24, 2017 | S | 6 | $12.78 | D | 0 | I | By Capital Value Fund II, LLC |
| Common StockF1 | holding | — | — | — | 289,591 | I | By Meridian Investments I, LLC |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Andrew Abernathey is the President and sole director of Meridian Investments I, LLC and holds sole voting and dispositive power over the securities held by Meridian Investments I, LLC.
- F2The price reported in column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $12.85 to $12.95, inclusive. The reporting person undertakes to provide National Security Group, Inc., any security holder of National Security Group, Inc., or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.
- F3Andrew Abernathey is the President and a director of Capital Value Fund I, LLC.
- F4The price reported in column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $12.85 to $12.95, inclusive. The reporting person undertakes to provide National Security Group, Inc., any security holder of National Security Group, Inc., or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.
- F5Andrew Abernathey is the President and a director of Capital Value Fund II, LLC.