SEC Form 4 · accession 0001162677-16-000256
ROYALE ENERGY INC · ROYL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Harry Hosmer
Director
Period of report
Dec 9, 2016
Accepted (ET)
Dec 12, 2016 · 9:35 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000864839
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Dec 9, 2016 | A | 14,535 | — | A | 1,538,726 | D | |
| Common StockF2 | Dec 9, 2016 | A | 10,593 | — | A | 1,549,319 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares issued to Mr. Hosmer as compensation for services pursuant to Rule 16b-3(d). Share price equals the closing share price on of $0.43 per share of the Company's common stock on June 30, 2016, the end of the fiscal quarter during which the services were rendered.
- F2Shares issued to Mr. Hosmer for compensation of services pursuant to Rule 16b-3(d). Share price equals the closing share price of $0.59 per share of the Company's common stock on September 30, 2016, the end of the fiscal quarter during which the services were rendered.