SEC Form 4/A · accession 0001162677-16-000201
ROYALE ENERGY INC · ROYL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Ronald L Buck
Director
Period of report
Jul 12, 2016
Accepted (ET)
Jul 14, 2016 · 9:00 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000864839
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Jul 12, 2016 | A | 14,535 | — | A | 73,095 | I | By trust |
| Common Stock | holding | — | — | — | 1,000 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares issued to Mr. Buck as compensation for services pursuant to Rule 16b-3(d). Share price equals the closing stock price of 40.43 per share on June 30, 2016
- F2The purpose of this amendment is to report the acquired shares as indirectly, not directly, owned.