SEC Form 4 · accession 0001162677-16-000181
ROYALE ENERGY INC · ROYL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Stephen M Hosmer
Officer — Co-President and CFO · Director
Period of report
Jun 3, 2016
Accepted (ET)
Jun 6, 2016 · 10:33 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000864839
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jun 3, 2016 | A | 22,389 | — | A | 1,468,424 | D | |
| Common StockF2 | holding | — | — | — | 24,000 | I | By children |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares issued to Mr. Hosmer as compensation for services pursuant to Rule 16b-3(d). Share price equals the closing stock price of $0.39 per share on June 3, 2016.
- F2Mr. Hosmer disclaims beneficial ownership of shares owned by his children.