SEC Form 4 · accession 0001162677-16-000169
ROYALE ENERGY INC · ROYL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Stephen M Hosmer
Officer — Co-President & CFO · Director
Period of report
Apr 20, 2016
Accepted (ET)
Apr 21, 2016 · 9:25 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000864839
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Apr 20, 2016 | A | 57,691 | — | A | 1,446,035 | D | |
| Common StockF2 | holding | — | — | — | 24,000 | I | By Children |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares issued to Mr. Hosmer as compensation for services pursuant to Rule 16b-3(d). Share price equals the closing stock price per share on April 18, 2016, of $0.39 per share.
- F2Mr. Hosmer disclaims beneficial ownership of shares held by his children.