SEC Form 4 · accession 0001162677-16-000142
ROYALE ENERGY INC · ROYL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Stephen M Hosmer
Officer — Co-President and CFO · Director
Period of report
Jan 20, 2016
Accepted (ET)
Jan 21, 2016 · 11:50 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000864839
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | Jan 20, 2016 | A | 123,674 | $0.758 | A | 1,322,599 | D | |
| Common StockF3 | holding | — | — | — | 24,000 | I | By children |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares issued by the Company as compensation for services.
- F2Price is based on the closing market price of the Company's common stock on the Nasdaq stock market on January 21, 2016.
- F3Mr. Hosmer disclaims ownership of stock held by his children.