SEC Form 4/A · accession 0001162677-16-000136
ROYALE ENERGY INC · ROYL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Jonathan Gregory
Officer — CEO · Director
Period of report
Dec 16, 2015
Accepted (ET)
Jan 20, 2016 · 11:20 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000864839
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 16, 2015 | A | 34,822 | $0.57 | A | 65,267 | D | |
| Common Stock | Dec 16, 2015 | A | 31,134 | $0.45 | A | 96,581 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1the purpose of this amendment is to change the Transaction Code from "P" to "A", Grant, award or acquisition pursuant to Rule 11b-3(d). The shares were issued by the Company as compensation for services.