SEC Form 4/A · accession 0001162677-16-000135
ROYALE ENERGY INC · ROYL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Jonathan Gregory
Officer — CEO · Director
Period of report
Jan 13, 2016
Accepted (ET)
Jan 20, 2016 · 10:11 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000864839
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jan 13, 2016 | A | 42,508 | $0.278 | A | 139,089 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The purpose of this amendment is to change the Transaction Code from "P" to "A", Grant, award or acquisition pursuant to Rule 16b3(d). The shares were issued by the Company as compensation for services. Price is the closing stock price on Nasdaq on January 13, 2016.