SEC Form 4 · accession 0001569951-17-000002
TRIMBLE INC. · TRMB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James Veneziano
Officer — Vice President
Period of report
Feb 21, 2017
Accepted (ET)
Feb 23, 2017 · 5:39 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000864749
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 21, 2017 | M | 25,125 | $28.08 | A | 83,855 | D | |
| Common Stock | Feb 21, 2017 | M | 32,500 | $28.20 | A | 116,355 | D | |
| Common Stock | Feb 21, 2017 | M | 42,500 | $23.53 | A | 158,855 | D | |
| Common Stock | Feb 21, 2017 | M | 38,000 | $26.975 | A | 196,855 | D | |
| Common Stock | Feb 21, 2017 | M | 21,093 | $27.48 | A | 217,948 | D | |
| Common StockF1 | Feb 21, 2017 | S | 159,218 | $31.32 | D | 58,730 | D | |
| Common StockF2 | Feb 22, 2017 | S | 57,046 | $31.41 | D | 1,684 | D | |
| Common Stock | Feb 22, 2017 | M | 40,000 | $21.53 | A | 41,684 | D | |
| Common Stock | Feb 22, 2017 | M | 60,000 | $20.64 | A | 101,684 | D | |
| Common StockF3 | Feb 22, 2017 | S | 101,684 | $31.34 | D | 0 | D | |
| Common Stock | holding | — | — | — | 5,942 | I | By 401(k) Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock OptionF4 | $28.08 | Feb 21, 2017 | M | 25,125 | D | — | May 7, 2020 | Common Stock | 25,125 | 1,675 | D |
| Employee Stock OptionF5 | $28.20 | Feb 21, 2017 | M | 32,500 | D | — | Oct 29, 2020 | Common Stock | 32,500 | 7,500 | D |
| Employee Stock OptionF6 | $23.53 | Feb 21, 2017 | M | 42,500 | D | — | Oct 29, 2019 | Common Stock | 42,500 | 7,500 | D |
| Employee Stock OptionF7 | $26.975 | Feb 21, 2017 | M | 38,000 | D | — | May 1, 2019 | Common Stock | 38,000 | 2,000 | D |
| Employee Stock OptionF8 | $27.48 | Feb 21, 2017 | M | 21,093 | D | — | Nov 6, 2021 | Common Stock | 21,093 | 16,407 | D |
| Employee Stock OptionF9 | $21.53 | Feb 22, 2017 | M | 40,000 | D | — | May 3, 2018 | Common Stock | 40,000 | 0 | D |
| Employee Stock OptionF10 | $20.64 | Feb 22, 2017 | M | 60,000 | D | — | Oct 28, 2018 | Common Stock | 60,000 | 0 | D |
Explanation of responses
- F1The price reported is the weighted average sale price of shares occurring at prices ranging from $31.25 - $31.41. Upon request from the SEC or a stockholder of the issuer, the reporting person will provide information on the number of shares sold for each separate price.
- F1040% of these options became exercisable on 10/28/2013, and an additional 1.67% of these options become exercisable monthly thereafter.
- F2The price reported is the weighted average sale price of shares occurring at prices ranging from $31.38 - $31.44. Upon request from the SEC or a stockholder of the issuer, the reporting person will provide information on the number of shares sold for each separate price.
- F3The price reported is the weighted average sale price of shares occurring at prices ranging from $31.30 - $31.42. Upon request from the SEC or a stockholder of the issuer, the reporting person will provide information on the number of shares sold for each separate price.
- F450% of these options became exercisable on 05/07/2015, and an additional 2.08% of these options become exercisable monthly thereafter.
- F550% of these options became exercisable on 10/29/2015, and an additional 2.08% of these options become exercisable monthly thereafter.
- F640% of these options became exercisable on 10/29/2014, and an additional 1.67% of these options become exercisable monthly thereafter.
- F740% of these options became exercisable on 05/01/2014, and an additional 1.67% of these options become exercisable monthly thereafter.
- F850% of these options became exercisable on 11/06/2016, and an additional 2.08% of these options become exercisable monthly thereafter.
- F940% of these options became exercisable on 05/03/2013, and an additional 1.67% of these options become exercisable monthly thereafter.