SEC Form 4 · accession 0001569951-16-000004
TRIMBLE INC. · TRMB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James Veneziano
Officer — Vice President
Period of report
Mar 1, 2016
Accepted (ET)
Mar 3, 2016 · 9:01 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000864749
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Mar 1, 2016 | M | 2,130 | $10.005 | A | 55,996 | D | |
| Common StockF3 | Mar 1, 2016 | S | 2,130 | $24.515 | D | 53,866 | D | |
| Common StockF4,F5 | holding | — | — | — | 5,866 | I | By 401(k) Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock OptionF6 | $10.005 | Mar 1, 2016 | M | 2,130 | D | — | May 19, 2016 | Common Stock | 2,130 | 0 | D |
Explanation of responses
- F1Includes 694.059 shares acquired on February 29,2016 under the Amended and Restated Employee Stock Purchase Plan.
- F2This number of shares has been reduced by 5,213.57 shares that were incorrectly reported as owned directly on the reporting person's Form 3, which was filed February 20, 2013. These shares were acquired under the Trimble Navigation LTD 401(k) Plan.
- F3This transaction was executed in multiple trades at prices ranging from $24.51 to $24.52; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer.
- F4This number of shares reflects 5,213.57 shares that were incorrectly reported as owned directly on the reporting person's Form 3, which was filed February 20, 2013. These shares were acquired under the Trimble Navigation LTD 401(k) Plan.
- F5This number of shares also reflects shares that were omitted from any Forms 4 filed by the reporting person after his original Form 3 was filed. Between January 10, 2014 and February 19, 2016, the reporting person acquired 652.698 shares of Trimble Navigation common stock under the Trimble Navigation LTD 401(k) Plan.
- F640% of these options became exercisable on 5/19/2011 and an additional 1.67% of these options become exercisable monthly thereafer.