SEC Form 4 · accession 0001450060-17-000006
TRIMBLE INC. · TRMB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jurgen Kliem
Officer — Vice President
Period of report
Sep 5, 2017
Accepted (ET)
Sep 7, 2017 · 5:16 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000864749
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Sep 5, 2017 | M | 12,187 | $35.02 | A | 23,909 | D | |
| Common Stock | Sep 5, 2017 | M | 3,500 | $23.53 | A | 27,409 | D | |
| Common Stock | Sep 5, 2017 | M | 19,546 | $26.975 | A | 46,955 | D | |
| Common Stock | Sep 5, 2017 | M | 9,429 | $27.48 | A | 56,384 | D | |
| Common StockF1,F2 | Sep 5, 2017 | S | 44,662 | $38.49 | D | 11,722 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock OptionF3 | $35.02 | Sep 5, 2017 | M | 12,187 | D | — | May 9, 2021 | Common Stock | 12,187 | 2,813 | D |
| Employee Stock OptionF4 | $23.53 | Sep 5, 2017 | M | 3,500 | D | — | Oct 29, 2019 | Common Stock | 3,500 | 1,429 | D |
| Employee Stock OptionF5 | $26.975 | Sep 5, 2017 | M | 19,546 | D | — | May 1, 2019 | Common Stock | 19,546 | 0 | D |
| Employee Stock OptionF6 | $27.48 | Sep 5, 2017 | M | 9,429 | D | — | Nov 6, 2021 | Common Stock | 9,429 | 7,813 | D |
Explanation of responses
- F1The price reported is the weighted average sale price of shares occurring at prices ranging from $38.455 - $38.545. Upon request from the SEC or a stockholder of the issuer, the reporting person will provide information on the number of shares purchased for each separate price.
- F2Includes 282.433 shares acquired under the Amended and Restated Employee Stock Purchase Plan on August 31, 2017.
- F350% of these options became exercisable on 05/09/2016 and an additional 2.08% of these options become exercisable monthly thereafter.
- F440% of these options became exercisable on 10/29/2014 and an additional 1.67% of these options become exercisable monthly thereafter.
- F540% of these options became exercisable on 5/01/2014 and an additional 1.67% of these options become exercisable monthly thereafter.
- F650% of these options became exercisable on 11/06/2016 and an additional 2.08% of these options become exercisable monthly thereafter.