SEC Form 4 · accession 0001450060-16-000004
TRIMBLE INC. · TRMB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jurgen Kliem
Officer — Vice President
Period of report
Jul 20, 2016
Accepted (ET)
Jul 22, 2016 · 1:25 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000864749
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jul 20, 2016 | M | 10,440 | $15.40 | A | 21,693 | D | |
| Common Stock | Jul 20, 2016 | M | 1,560 | $15.40 | A | 23,253 | D | |
| Common Stock | Jul 20, 2016 | M | 4,700 | $21.53 | A | 27,953 | D | |
| Common Stock | Jul 20, 2016 | S | 16,700 | $26.00 | D | 11,253 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock OptionF2 | $15.40 | Jul 20, 2016 | M | 10,440 | D | — | Apr 27, 2017 | Common Stock | 10,440 | 0 | D |
| Employee Stock OptionF2 | $15.40 | Jul 20, 2016 | M | 1,560 | D | — | Apr 27, 2017 | Common Stock | 1,560 | 0 | D |
| Employee Stock OptionF3 | $21.53 | Jul 20, 2016 | M | 4,700 | D | — | May 3, 2018 | Common Stock | 4,700 | 0 | D |
Explanation of responses
- F1The sale was effected by Mr. Kliem to a rule 10b5-1 sale plan effective May 23, 2016.
- F240% of these options became exercisable on 04/27/2012 and an additional 2.78% of these options become exercisable monthly thereafer.
- F340% of these options became exercisable on 05/03/2013 and an additional 2.78% of these options become exercisable monthly thereafer.