SEC Form 4 · accession 0001242003-18-000003
TRIMBLE INC. · TRMB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Steven W Berglund
Officer — President & CEO · Director
Period of report
Feb 14, 2018
Accepted (ET)
Feb 16, 2018 · 4:52 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000864749
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 14, 2018 | M | 100,000 | $20.64 | A | 278,818 | D | |
| Common StockF2 | Feb 14, 2018 | S | 100,000 | $39.61 | D | 178,818 | D | |
| Common Stock | Feb 15, 2018 | M | 100,000 | $20.64 | A | 278,818 | D | |
| Common StockF3 | Feb 15, 2018 | S | 100,000 | $39.7095 | D | 178,818 | D | |
| Common Stock | holding | — | — | — | 142,060 | I | By Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock OptionF4 | $20.64 | Feb 14, 2018 | M | 100,000 | D | — | Oct 28, 2018 | Common Stock | 100,000 | 100,000 | D |
| Employee Stock OptionF4 | $20.64 | Feb 15, 2018 | M | 100,000 | D | — | Oct 28, 2018 | Common Stock | 100,000 | 0 | D |
Explanation of responses
- F1The sale was effected by Mr. Berglund to a rule 10b5-1 sale plan effective August 14, 2017.
- F2The price reported is the weighted average sale price of shares occurring at prices ranging from $38.91 - $40.15. Upon request from the SEC or a stockholder of the issuer, the reporting person will provide information on the number of shares sold for each separate price.
- F3The price reported is the weighted average sale price of shares occurring at prices ranging from $39.16 - $40.01. Upon request from the SEC or a stockholder of the issuer, the reporting person will provide information on the number of shares sold for each separate price.
- F4This option is exercisable 40% after two years and 1.67% a month thereafter, fully vested in five years from grant date.