SEC Form 4 · accession 0001242003-16-000004
TRIMBLE INC. · TRMB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Steven W Berglund
Officer — President & CEO · Director
Period of report
Mar 1, 2016
Accepted (ET)
Mar 3, 2016 · 5:41 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000864749
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 1, 2016 | M | 17,188 | $10.005 | A | 82,089 | D | |
| Common Stock | Mar 1, 2016 | M | 132,812 | $10.005 | A | 214,901 | D | |
| Common StockF2 | Mar 1, 2016 | S | 150,000 | $23.99 | D | 64,901 | D | |
| Common Stock | holding | — | — | — | 198,060 | I | By Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock OptionF3 | $10.005 | Mar 1, 2016 | M | 17,188 | D | — | May 19, 2016 | Common Stock | 17,188 | 132,812 | D |
| Employee Stock OptionF3 | $10.005 | Mar 1, 2016 | M | 132,812 | D | — | May 19, 2016 | Common Stock | 132,812 | 0 | D |
Explanation of responses
- F1The sale was effected by Mr. Berglund to a rule 10b5-1 sale plan effective August 21, 2015.
- F2The price reported is the weighted average sale price of shares occurring at prices ranging from $23.22 - $24.78. Upon request from the SEC or a stockholder of the issuer, the reporting person will provide information on the number of shares purchased for each separate price.
- F340% of these options became exercisable on 5/19/2011 and an additional 1.67% of these options become exercisable monthly thereafer.