SEC Form 4 · accession 0000864749-17-000003
TRIMBLE INC. · TRMB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
Reporting owner
Ulf J Johansson
Director
Period of report
Feb 10, 2017
Accepted (ET)
Feb 14, 2017 · 7:24 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000864749
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 10, 2017 | M | 20,000 | $14.725 | A | 30,953 | D | |
| Common Stock | Feb 10, 2017 | M | 12,000 | $15.075 | A | 22,953 | D | |
| Common StockF1 | Feb 10, 2017 | S | 32,000 | $31.57 | D | 10,953 | D | |
| Common Stock | Feb 13, 2017 | M | 18,000 | $15.075 | A | 28,953 | D | |
| Common StockF2 | Feb 13, 2017 | S | 18,000 | $31.50 | D | 10,953 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock OptionF3 | $14.725 | Feb 10, 2017 | M | 20,000 | D | — | May 17, 2017 | Common Stock | 20,000 | 0 | D |
| Employee Stock OptionF4 | $15.075 | Feb 10, 2017 | M | 12,000 | D | — | May 19, 2017 | Common Stock | 12,000 | 18,000 | D |
| Employee Stock OptionF4 | $15.075 | Feb 13, 2017 | M | 18,000 | D | — | May 19, 2017 | Common Stock | 18,000 | 0 | D |
Explanation of responses
- F1The price reported is the weighted average sale price of shares occurring at prices ranging from $31.50 - $32.02. Upon request from the SEC or a stockholder of the issuer, the reporting person will provide information on the number of shares purchased for each separate price.
- F2The price reported is the weighted average sale price of shares occurring at prices ranging from $31.5 - $31.51. Upon request from the SEC or a stockholder of the issuer, the reporting person will provide information on the number of shares sold for each separate price.
- F32.78% of these options will become exercisable on 6/17/2007 and monthly thereafter over three years.
- F48.33% of these options will become exercisable on 6/19/2010 and monthly thereafter over three years.