SEC Form 4 · accession 0000864749-17-000002
TRIMBLE INC. · TRMB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jurgen Kliem
Officer — Vice President
Period of report
Feb 10, 2017
Accepted (ET)
Feb 14, 2017 · 7:24 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000864749
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 10, 2017 | M | 60,000 | $20.64 | A | 72,089 | D | |
| Common StockF1 | Feb 10, 2017 | S | 60,000 | $31.385 | D | 12,089 | D | |
| Common Stock | Feb 13, 2017 | M | 23,812 | $28.08 | A | 35,901 | D | |
| Common Stock | Feb 13, 2017 | M | 21,125 | $28.20 | A | 57,026 | D | |
| Common Stock | Feb 13, 2017 | M | 25,071 | $23.53 | A | 82,097 | D | |
| Common Stock | Feb 13, 2017 | M | 9,905 | $26.975 | A | 92,002 | D | |
| Common Stock | Feb 13, 2017 | M | 7,758 | $27.48 | A | 99,760 | D | |
| Common StockF2 | Feb 13, 2017 | S | 87,671 | $31.49 | D | 12,089 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock OptionF3 | $20.64 | Feb 10, 2017 | M | 60,000 | D | — | Oct 28, 2018 | Common Stock | 60,000 | 0 | D |
| Employee Stock OptionF4 | $28.08 | Feb 13, 2017 | M | 23,812 | D | — | May 7, 2020 | Common Stock | 23,812 | 1,588 | D |
| Employee Stock OptionF5 | $28.20 | Feb 13, 2017 | M | 21,125 | D | — | Oct 29, 2020 | Common Stock | 21,125 | 4,875 | D |
| Employee Stock OptionF6 | $23.53 | Feb 13, 2017 | M | 25,071 | D | — | Oct 29, 2019 | Comnon Stock | 25,071 | 4,929 | D |
| Employee Stock OptionF7 | $26.975 | Feb 13, 2017 | M | 9,905 | D | — | May 1, 2019 | Common Stock | 9,905 | 30,095 | D |
| Employee Stock OptionF8 | $27.48 | Feb 13, 2017 | M | 7,758 | D | — | Nov 6, 2021 | Common Stock | 7,758 | 17,242 | D |
Explanation of responses
- F1The price reported is the weighted average sale price of shares occurring at prices ranging from $31.33 - $31.57. Upon request from the SEC or a stockholder of the issuer, the reporting person will provide information on the number of shares purchased for each separate price.
- F2The price reported is the weighted average sale price of shares occurring at prices ranging from $31.45 - $31.601. Upon request from the SEC or a stockholder of the issuer, the reporting person will provide information on the number of shares purchased for each separate price.
- F340% of these options became exercisable on 10/28/2013 and an additional 1.67% of these options become exercisable monthly thereafter.
- F450% of these options became exercisable on 5/7/2015 and an additional 2.08% of these options become exercisable monthly thereafter.
- F550% of these options became exercisable on 10/29/2015 and an additional 2.08% of these options become exercisable monthly thereafter.
- F640% of these options became exercisable on 10/29/2014 and an additional 1.67% of these options become exercisable monthly thereafter.
- F740% of these options became exercisable on 5/1/2014 and an additional 1.67% of these options become exercisable monthly thereafter.
- F850% of these options became exercisable on 11/6/2016 and an additional 2.08% of these options become exercisable monthly thereafter.