SEC Form 4 · accession 0000864749-16-000098
TRIMBLE INC. · TRMB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Steven W Berglund
Officer — President & CEO · Director
Period of report
May 3, 2016
Accepted (ET)
May 5, 2016 · 7:27 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000864749
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Comnon Stock | May 3, 2016 | M | 200,000 | $10.84 | A | 264,901 | D | |
| Comnon StockF1 | May 3, 2016 | S | 100,000 | $23.61 | D | 164,901 | D | |
| Comnon StockF2 | May 4, 2016 | S | 100,000 | $23.53 | D | 64,901 | D | |
| Common Stock | holding | — | — | — | 198,060 | I | By Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock OptionF3 | $10.84 | May 3, 2016 | M | 100,000 | D | — | Oct 23, 2016 | Common Stock | 100,000 | 300,000 | D |
| Employee Stock OptionF3 | $10.84 | May 4, 2016 | M | 100,000 | D | — | Oct 23, 2016 | Common Stock | 100,000 | 200,000 | D |
Explanation of responses
- F1The price reported is the weighted average sale price of shares occurring at prices ranging from $23.45 - $23.74. Upon request from the SEC or a stockholder of the issuer, the reporting person will provide information on the number of shares sold for each separate price.
- F2The price reported is the weighted average sale price of shares occurring at prices ranging from $23.40 - $23.79. Upon request from the SEC or a stockholder of the issuer, the reporting person will provide information on the number of shares sold for each separate price.
- F340% of these options became exercisable on 10/23/2011 and an additional 1.67% of these options become exercisable monthly thereafer.