SEC Form 4 · accession 0001104659-16-119601
CASCADE MICROTECH INC · CSCD
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Martin L Rapp
Director · 10% Owner
Period of report
May 9, 2016
Accepted (ET)
May 10, 2016 · 11:38 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000864559
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | May 9, 2016 | M | 3,333 | $0.00 | A | 15,417 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitF1,F2,F3 | $0.00 | May 9, 2016 | M | 3,333 | D | May 9, 2016 | — | Common Stock | 3,333 | 6,667 | D |
Explanation of responses
- F1Each Restricted Stock Unit represents a right to receive one share of Cascade Microtech, Inc. common stock upon vesting. Provided that the individual continues to hold the status of Director, these Restricted Stock Units vest in three annual installments of 3,333.33 shares each with all shares becoming fully vested on May 09, 2017.
- F2These units do not carry a conversion price.
- F3These units do not expire.