SEC Form 4 · accession 0001104659-16-094909

CASCADE MICROTECH INC · CSCD

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).

Reporting owner

Officer — President and CEO

Period of report

Feb 5, 2016

Accepted (ET)

Feb 9, 2016 · 11:55 am EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0000864559

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I
Common Stock^F1	Feb 5, 2016	M	6,100	$0.00	A	81,425	D
Common Stock^F2	Feb 5, 2016	F	2,183	$20.15	D	65,683	D
Common Stock^F1	Feb 5, 2016	M	3,750	$0.00	A	85,175	D
Common Stock^F2	Feb 5, 2016	F	1,364	$20.15	D	64,319	D

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Restricted Stock Unit^F1,F3,F4	$0.00	Feb 5, 2016	M	6,100	D	Feb 6, 2016	—	Common Stock	6,100	18,300	D
Restricted Stock Unit^F1,F3,F4	$0.00	Feb 5, 2016	M	3,750	D	Feb 7, 2016	—	Common Stock	3,750	7,500	D

F1These Restricted Stock Units do not carry a conversion price.
F2Per the terms of the agreement and using aggregate market value sufficient to pay applicable taxes, shares were withheld and surrendered to the Company to satisfy tax withholding obligation in connection with the vesting of Restricted Stock Units.
F3Each Restricted Stock Unit represents a right to receive one share of Cascade Microtech Inc. Common Stock upon vesting. Restricted Stock Units vest annually on the anniversary date of the award in four annual installments.
F4Restricted Stock Units have no expiration date.