SEC Form 4 · accession 0001104659-15-058398
CASCADE MICROTECH INC · CSCD
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
William Spivey
Director
Period of report
Aug 7, 2015
Accepted (ET)
Aug 10, 2015 · 8:49 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000864559
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitF1,F2,F3 | — | Aug 7, 2015 | A | 5,000 | A | — | — | Common Stock | 5,000 | 5,000 | D |
Explanation of responses
- F1These units do not carry a conversion price.
- F2Provided that the individual continues to hold the status of Director, these Restricted Stock Units cliff vest in four equal quarterly installments of 1,250 shares each with all shares becoming fully vested on May 14, 2016.
- F3Restricted Stock Units have no expiration date