SEC Form 4 · accession 0001104659-15-039378
CASCADE MICROTECH INC · CSCD
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Eric W Strid
Director
Period of report
May 15, 2015
Accepted (ET)
May 19, 2015 · 5:58 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000864559
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | May 15, 2015 | M | 1,250 | $0.00 | A | 693,724 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitF1,F2,F3 | $0.00 | May 15, 2015 | M | 1,250 | D | May 15, 2015 | — | Common Stock | 1,250 | 0 | D |
Explanation of responses
- F1Each Restricted Stock Unit represents a right to receive one share of Cascade Microtech, Inc. common stock upon vesting. These Restricted Stock Units vest immediately upon grant.
- F2These units do not carry a conversion price.
- F3These units do not expire.