SEC Form 4 · accession 0001104659-15-008398
CASCADE MICROTECH INC · CSCD
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael D Burger
Officer — President and CEO
Period of report
Feb 6, 2015
Accepted (ET)
Feb 10, 2015 · 9:45 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000864559
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock OptionF1 | $14.34 | Feb 6, 2015 | A | 26,000 | A | — | Feb 6, 2025 | Common Stock | 26,000 | 26,000 | D |
| Restricted Stock UnitF2,F3,F4 | $0.00 | Feb 6, 2015 | A | 24,400 | A | — | — | Common Stock | 24,400 | 24,400 | D |
Explanation of responses
- F1Each Stock Option represents a right to receive one share of Cascade Microtech Inc. Common Stock upon vesting. Providing that the individual continues to hold the status of Employee or Member of Board of Directors, then Stock Options cliff vest and become exercisable in four equal annual installments on the anniversary date of the grant.
- F2These Restricted Stock Units do not carry a conversion price.
- F3Each Restricted Stock Unit represents a right to receive one share of Cascade Microtech Inc. Common Stock upon vesting. Provided that the individual continues to hold the status of Employee or Member of Board of Directors, then Restricted Stock Units cliff vest in four equal annual installments on the anniversary date of the award.
- F4Restricted Stock Units have no expiration date.