SEC Form 4 · accession 0001104659-15-008395
CASCADE MICROTECH INC · CSCD
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ellen Raim
Officer — VP, Human Resources
Period of report
Feb 6, 2015
Accepted (ET)
Feb 10, 2015 · 9:43 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000864559
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F2,F3 | $0.00 | Feb 6, 2015 | A | 5,600 | A | — | — | Common Stock | 5,600 | 5,600 | D |
| Stock OptionF4 | $14.34 | Feb 6, 2015 | A | 9,750 | A | — | Feb 6, 2025 | Common Stock | 9,750 | 9,750 | D |
Explanation of responses
- F1These Restricted Stock Units do not carry a conversion price.
- F2Each Restricted Stock Unit represents a right to receive one share of Cascade Microtech Inc. Common Stock upon vesting. Provided that the individual continues to hold the status of Employee, then Restricted Stock Units cliff vest annually in four equal annual installments on the anniversary date of the grant.
- F3Restricted Stock Units have no expiration date.
- F4Provided that the individual continues to hold the status of Employee, then Stock Options cliff vest and become exercisable in four equal annual installments on the anniversary date of the grant.