SEC Form 4 · accession 0001493152-18-012839
COMMAND SECURITY CORP · MOC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Thomas Kikis
Director
Period of report
Aug 29, 2018
Accepted (ET)
Sep 4, 2018 · 6:28 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000864509
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF2,F1,F3,F4 | — | Aug 29, 2018 | A | 25,000 | A | — | — | Common Stock | 25,000 | 50,000 | D |
Explanation of responses
- F1Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock, exempt under Rule 16b-3(d)(1) and (3).
- F2This award of RSUs was granted effective August 29, 2018, the date of the Issuer's 2018 annual meeting of stockholders.
- F3The award is scheduled to vest in 36 equal monthly installments, and the underlying shares of the Issuer's common stock are scheduled to settle on the earlier of (i) the date that is 6 months following the Reporting Person's termination of service on the Issuer's Board of Directors and (ii) the effective date of a change in control of the Issuer.
- F4Not applicable.