SEC Form 4 · accession 0001493152-17-011288
COMMAND SECURITY CORP · MOC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Nicholas Paul Brost Jr.
Officer — Chief Financial Officer
Period of report
Sep 14, 2017
Accepted (ET)
Oct 5, 2017 · 6:07 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000864509
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF2,F1,F3,F4 | — | Sep 14, 2017 | A | 35,000 | A | — | — | Common Stock | 35,000 | 35,000 | D |
Explanation of responses
- F1Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock, exempt under Rule 16b-3(d)(1) and (3).
- F2This award of RSUs was granted effective September 14, 2017, the date the stockholders of the Issuer approved the amendment and restatement of the Issuer's Amended and Restated 2009 Omnibus Equity Incentive Plan at the Issuer's 2017 annual meeting of stockholders.
- F3The award is scheduled to vest in 36 equal monthly installments with a vesting commencement date of July 21, 2017, subject to the terms of Mr. Brost's employment offer letter with the Issuer, dated January 11, 2013, and the underlying shares of the Issuer's common stock are scheduled to settle by March 15 in the year after they vest.
- F4Not applicable.