SEC Form 4 · accession 0001209191-16-093761
SYPRIS SOLUTIONS INC · SYPR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Anthony C Allen
Officer — Vice President and CFO
Period of report
Jan 25, 2016
Accepted (ET)
Jan 27, 2016 · 3:35 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000864240
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | holding | — | — | — | 265,096 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Options (Right to Buy)F1,F2 | $0.96 | Jan 25, 2016 | A | 150,000 | A | Jan 25, 2019 | Jan 24, 2020 | Common Stock | 150,000 | 150,000 | D |
Explanation of responses
- F1Options granted pursuant to the 2015 Sypris Omnibus Plan.
- F2Vesting is 100% on the third anniversary of the grant date.