SEC Form 4 · accession 0001144204-19-009347
MEXICO EQUITY & INCOME FUND INC · MXE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Phillip Goldstein
Director
Period of report
Feb 20, 2019
Accepted (ET)
Feb 21, 2019 · 5:30 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000863900
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | Feb 20, 2019 | D | 3,036 | $11.58 | D | 5,583 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The reported securities were purchased by the issuer in a cash tender offer.
- F2This amount includes 4 shares of MXE that were previously held in the Reporting Person's registered name at US Bancorp and were moved into a brokerage account in the name of the Reporting Person in August 2018.
Remarks
The filing of this Statement shall not be construed as an admission (a) that the person filing this Statement is, for the purposes of Section 16 of the Securities Exchange Act of 1934, as amended, the beneficial owner of any equity securities covered by this Statement, or (b) that this Statement is legally required to be filed by such person.