SEC Form 3 · accession 0001042167-19-000001
VERU INC. · VERU
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Charles T Todd Jr.
Officer — CEO of FHC Division
Period of report
Jan 2, 2019
Accepted (ET)
Jan 3, 2019 · 1:27 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000863894
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | holding | — | — | — | 83,000 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock OptionsF1 | $2.17 | holding | — | — | — | Mar 20, 2019 | Mar 20, 2028 | Common Stock | 280,000 | — | D |
Explanation of responses
- F1Options for one-third of the shares vest on each of March 20, 2019, March 20, 2020 and March 20, 2021.