SEC Form 4 · accession 0001042167-18-000096
VERU INC. · VERU
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mitchell Shuster Steiner
Officer — President and CEO · Director · 10% Owner
Period of report
Dec 11, 2018
Accepted (ET)
Dec 13, 2018 · 1:21 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000863894
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock OptionF1 | $1.38 | Dec 11, 2018 | A | 125,802 | A | Dec 11, 2019 | Dec 11, 2028 | Common Stock | 125,802 | 125,802 | D |
Explanation of responses
- F1Options for all of the shares vest on December 11, 2019.