SEC Form 4 · accession 0001042167-18-000087
VERU INC. · VERU
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David R Bethune
Director
Period of report
Oct 31, 2018
Accepted (ET)
Nov 1, 2018 · 11:14 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000863894
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Oct 31, 2018 | M | 140,000 | $0.00 | A | 575,982 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F2 | — | Oct 31, 2018 | M | 140,000 | D | Oct 31, 2018 | Oct 31, 2018 | Common Stock | 140,000 | 0 | D |
Explanation of responses
- F1Each Restricted Stock Unit represents a contingent right to receive one share of Common Stock.
- F2All of the 140,000 RSUs granted October 31, 2016 vested on October 31, 2018.