SEC Form 4 · accession 0001042167-18-000080
VERU INC. · VERU
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Harry Fisch
Director · 10% Owner
Period of report
Sep 5, 2018
Accepted (ET)
Sep 6, 2018 · 6:48 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000863894
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Sep 5, 2018 | P | 7,800 | $1.9064 | A | 743,944 | D | |
| Common StockF3,F2 | Sep 6, 2018 | P | 8,000 | $1.8825 | A | 751,944 | D | |
| Common StockF4 | holding | — | — | — | 7,239,096 | I | Note |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The price reported above is the weighted average transaction price. The range of prices for such transactions is $1.90 to $1.91. Upon request by the Commission staff, the reporting person will provide full information regarding the number of shares sold at each separate price.
- F2Includes 541,144 shares held jointly by the reporting person and his spouse.
- F3The price reported above is the weighted average transaction price. The range of prices for such transactions is $1.86 to $1.92. Upon request by the Commission staff, the reporting person will provide full information regarding the number of shares sold at each separate price.
- F4The shares are held by K&H Fisch Family Partners, LLC, of which the reporting person is the sole manager. The reporting person disclaims beneficial ownership of these shares, except to the extent of any pecuniary interest therein and this report shall not be deemed an admission that the reporting person is the beneficial owner of these shares for purposes of Section 16 or any other purpose.