SEC Form 4 · accession 0001042167-18-000078
VERU INC. · VERU
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
K Gary Barnette
Officer — Chief Scientific Officer
Period of report
Sep 4, 2018
Accepted (ET)
Sep 5, 2018 · 6:16 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000863894
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock OptionF1 | $1.87 | Sep 4, 2018 | A | 300,000 | A | Sep 4, 2019 | Sep 4, 2028 | Common Stock | 300,000 | 300,000 | D |
Explanation of responses
- F1Options for one-third of the shares vest on each of September 4, 2019, September 4, 2020 and September 4, 2021.