SEC Form 4 · accession 0001042167-18-000047
VERU INC. · VERU
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Lucy Lu
Director
Period of report
May 2, 2018
Accepted (ET)
May 4, 2018 · 11:09 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000863894
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock OptionF1 | $1.89 | May 2, 2018 | A | 50,000 | A | May 2, 2019 | May 2, 2028 | Common Stock | 50,000 | 50,000 | D |
Explanation of responses
- F1Options for one-third of the shares vest on each of May 2, 2019, May 2, 2020 and May 2, 2021.