SEC Form 3 · accession 0001042167-18-000037
VERU INC. · VERU
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert Getzenberg
Officer — Chief Scientific Officer
Period of report
Mar 20, 2018
Accepted (ET)
Mar 27, 2018 · 7:20 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000863894
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $0.01 per share | holding | — | — | — | 10,000 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock OptionF1 | $1.20 | holding | — | — | — | Aug 2, 2018 | Aug 2, 2027 | Common Stock | 300,000 | — | D |
| Common Stock OptionF2 | $1.22 | holding | — | — | — | Dec 14, 2017 | Dec 14, 2027 | Common Stock | 86,520 | — | D |
Explanation of responses
- F1Options for one-third of the shares vest on each of August 2, 2018, August 2, 2019 and August 2, 2020.
- F2Options for all of the shares vest on December 14, 2018.