SEC Form 4 · accession 0001042167-18-000028

VERU INC. · VERU

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — President and CEO · Director · 10% Owner

Period of report

Mar 13, 2018

Accepted (ET)

Mar 13, 2018 · 6:02 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0000863894

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock^F1,F2	Mar 13, 2018	P	2,500	$1.7709	A	47,500	I	Note
Common Stock^F1,F2	Mar 13, 2018	P	2,500	$1.7709	A	47,500	I	Note
Common Stock^F1,F2	Mar 13, 2018	P	2,500	$1.7709	A	47,500	I	Note
Common Stock^F1,F2	Mar 13, 2018	P	2,500	$1.7709	A	47,500	I	Note
Common Stock	holding	—	—		—	7,764,767	D

No Table II lines on this filing.

F1The price reported above is the weighted average transaction price. The range of prices for such transactions is $1.71 to $1.80. Upon request by the Commission staff, the reporting person will provide full information regarding the number of shares sold at each separate price.
F2Shares are held by four individual trusts with each trust for the benefit of an adult child of the reporting person. The reporting person's brother is the trustee of each of the trusts. The reporting person disclaims beneficial ownership of these shares, except to the extent of any pecuniary interest therein and this report shall not be deemed an admission that the reporting person is the beneficial owner of these shares for purposes of Section 16 or any other purpose.