SEC Form 4 · accession 0001042167-17-000103
VERU INC. · VERU
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Harry Fisch
Director · 10% Owner
Period of report
Sep 13, 2017
Accepted (ET)
Sep 14, 2017 · 10:09 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000863894
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Sep 13, 2017 | P | 34,250 | $1.513 | A | 622,144 | D | |
| Common StockF2 | holding | — | — | — | 7,239,096 | I | Note |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Includes 46,750 shares held in the reporting person's self-directed IRA that were previously reported as indirect holdings and 541,144 shares held jointly by the reporting person and his spouse.
- F2The shares are held by K&H Fisch Family Partners, LLC, of which the reporting person is the sole manager. The reporting person disclaims beneficial ownership of these shares, except to the extent of any pecuniary interest therein and this report shall not be deemed an admission that the reporting person is the beneficial owner of these shares for purposes of Section 16 or any other purpose.