SEC Form 4 · accession 0001042167-17-000099
VERU INC. · VERU
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mitchell Shuster Steiner
Officer — President and CEO · Director · 10% Owner
Period of report
Aug 30, 2017
Accepted (ET)
Aug 31, 2017 · 1:04 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000863894
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Aug 30, 2017 | P | 5,625 | $1.6557 | A | 7,764,767 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The price reported above is the weighted average transaction price. The range of prices for such transactions is $1.65 to $1.66. Upon request by the Commission staff, the reporting person will provide full information regarding the number of shares sold at each separate price.
- F2Includes 55,000 shares held in the reporting person's self-directed IRA that were previously reported as indirect holdings.