SEC Form 4 · accession 0001042167-17-000066

VERU INC. · VERU

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Director · 10% Owner

Period of report

Jul 31, 2017

Accepted (ET)

Aug 2, 2017 · 12:26 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0000863894

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock, par value $.01 per share^F1,F2,F3	Jul 31, 2017	C	486,640	—	A	541,144	I	Note
Common Stock, par value $.01 per share^F1,F2,F4	Jul 31, 2017	C	6,632,560	—	A	7,239,096	I	Note
Common Stock, par value $.01 per share^F5	holding	—	—		—	46,750	I	Note

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Class A Preferred Stock - Series 4^F6,F2,F1	—	Jul 31, 2017	C	12,166	D	—	—	Common Stock	486,640	0	I
Class A Preferred Stock - Series 4^F4,F2,F1	—	Jul 31, 2017	C	165,814	D	—	—	Common Stock	6,632,560	0	I

F1Reflects 40-for-1 conversion which became effective on July 31, 2017.
F2Each share of Class A Preferred Stock - Series 4 automatically converted into 40 shares of Common Stock of the Issuer effective July 31, 2017 in accordance with the terms of the Class A Preferred Stock - Series 4. The Class A Preferred Stock - Series 4 had no expiration date.
F3Includes 429,072 shares of Common Stock held jointly by the reporting person and his spouse.
F4The securities are held by K&H Fisch Family Partners, LLC, of which the reporting person is the sole manager. The reporting person disclaims beneficial ownership of these securities, except to the extent of any pecuniary interest therein and this report shall not be deemed an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or any other purpose. Shares are held by the reporting person's self-directed IRA.
F5Shares are held by the reporting person's self-directed IRA.
F6Includes 9,599 shares of Class A Preferred Stock - Series 4 that were held jointly by the reporting person and his spouse that were automatically converted into 383,960 shares of Common Stock of the Issuer effective July 31, 2017.